EU financial services

DORA

Europe's resilience rule for financial services. Major IT incidents have to be reported on tight statutory deadlines, in a fixed format: what failed, when, who was affected, how it was contained. IntentGate captures those fields on every authorization decision, so the report writes itself from the audit log instead of from a panicked log-grep across siloed systems. The table below maps each DORA article to the gateway output.

Obligation to evidence

ObligationIntentGate output
Art. 17 — ICT-related incident management processDocumented, repeatable process anchored on the audit chain; not ad-hoc forensics
Art. 18 — classification of ICT-related incidentsRefused-call type and severity captured per row; classifier rules in Rego
Art. 19(1) — initial notification of major ICT incidentWebhook on detection plus audit export for the affected window
Art. 19(1) — intermediate and final reportsSame chain queried at later timestamps; nothing new to reconstruct
Art. 6 — ICT risk management frameworkThe gateway as a documented preventive (refusal) and detective (audit) control
Art. 28 — ICT third-party risk managementPer-tool attribution: every agent action on a third-party API is named in the audit row

DORA reviewers expect the incident report to align with the data fields in the Commission Delegated Regulation on incident reporting. The audit row already carries those fields by construction; the report is a query, not a reconstruction.

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